Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Fill out the form to connect with a representative and learn more. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Senior Executive Vice President Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Gartner Terms of Use Find your next job opportunity near you & 1-Click Apply! He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Advisory Services are offered through Cetera Investment Advisers LLC. William D. Ritter His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Chief Administrative and Human Resources Officer. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Gartner Terms of Use In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Executive Vice President General Counsel and Corporate Secretary. and Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Brett D. Couch BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Save time and execute with confidence when creating your strategic plan for compliance. He succeeds Hope Mehlman . In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). He is also a member of the companys Executive Leadership Team. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Senior Executive Vice President Officers & Directors | Renasant Corporation 427 Loan Officers in Tempe, AZ Directory - Trustoria.com Tammy LoCascio Chief Operating Officer . Additionally, he served as a member of RMAs Regulatory Relations Committee. Mehlman received her bachelors degree from Cornell University. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. For bank chief risk officers, no room for error in compliance Turner holds a bachelors degree in economics from the University of Georgia. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Gartner helps compliance officers transition confidently andsucceed faster. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Additional information about Regions and its full line of products and services can be found at www.regions.com. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. September 13 Law and regulation Andrs "Andy" Hernndez Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Bill Ritter serves as Head of the Wealth Management group. and Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. . May 27, 2022, 1:30 p.m. EDT 3 Min Read. Senior Executive Vice President February 9, 2021. Gartner Terms of Use Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. John Turner is president and chief executive officer of Regions Financial Corporation. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. Andy Hernandez is Chief Digital Officer for Regions. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Design a human-centric compliance culture. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. Corporate governance is my passion. He began his career at Crestar Mortgage. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Senior Executive Vice President Chief Risk Officer . Chief Human Resources Officer. Santander Chief Compliance Officer Salaries in Braunton By clicking the "" button, you are agreeing to the Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. He is a member of the companys Executive Leadership Team. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Meet Andrew Nix. Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. New compliance officers face an overwhelming amount of tasks during their first few months. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. He is a member of the Regions Executive Leadership Team. Prior to that, Danella led Private Wealth Management. John Turner is president and chief executive officer of Regions Financial Corporation. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. He is also a member of the companys Executive Leadership Team. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Most recently, Danella served as Head of Private Wealth Management. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. In addition, he helped large banks build out their big data and data science roadmaps. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Regions Bank Names Andrew Nix as Chief Governance Officer Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Chief Transformation Officer. By clicking the "Submit" button, you are agreeing to the Senior Executive Vice President His primary focus was financial institutions. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Member FDIC. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. (Photo: Business Wire). Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Discover the four best practice approaches in investigation management. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. John Turner is president and chief executive officer of Regions Financial Corporation. Regions News Online: regions.doingmoretoday.com Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Tammy LoCascio . Average salary for Santander Chief Compliance Officer in Braunton: 45,828. C. Ward Cheatham Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Regions Bank Names Andrew Nix as Chief Governance Officer Senior Executive Vice President Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Birmingham's largest bank has added a new leader to its ranks. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Kate R. Danella Head of Investor Relations. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. In addition, Nolan oversees competitive and strategic analysis. Regions Financial's Chief Operating Officer John Owen to retire He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. December 09, 2020, 1:13 p.m. EST 1 Min Read. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Management Bios | Regions Financial Corporation In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Nix will report to Tara Plimpton, chief legal officer for the bank. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Privacy Policy. and Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Logan M. Pichel Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Senior Executive Vice President Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Congratulations on your new role. Leadership Team and Board of Directors - First Horizon Bank Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. M. Deron Smithy The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. He began his career in the Jackson, Mississippi office of Arthur Andersen. Chief Legal Officer and Corporate Secretary. Senior Executive Vice President He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Andrew Nix will join Regions as chief governance officer on March 17. During this period, he served in line management positions in manufacturing, distribution and sales. In 2006, he led the HR integration during the Regions/AmSouth merger. She is also a member of the Rotary Club of Greater Birmingham. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Head of Consumer Banking Group. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Tara Plimpton - Senior Executive Vice President Chief Legal Officer Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. President and Chief Executive Officer of Regions Financial Corporation. Regions News on Twitter: @RegionsNews. Ronald G. Smith A bank executive develops a new product, maybe a fee-generation concept. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Senior Executive Vice President Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar.
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